SFC Licences of CHEN Rui 陳睿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 05 October 2022 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 05 October 2022 | |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 18 October 2021 | 13 August 2022 |
| Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 27 October 2020 | 13 August 2022 |