SFC Licences of NIE Zhaoyi 聶照億
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 17 January 2022 | 17 July 2023 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 November 2020 | 25 December 2021 |