SFC Licences of NIE Zhaoyi 聶照億

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 17 January 2022 17 July 2023
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 03 November 2020 25 December 2021