SFC Licences of CHEN Hao 陳浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 6 | 28 April 2021 | 08 August 2022 |
UBS Securities Hong Kong Limited | RE | 6 | 23 October 2020 | 15 January 2021 |