SFC Licences of LI Guan Ying 李冠瑩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 9 | 16 November 2021 | |
Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 | RE | 1 | 02 November 2021 | |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 4 | 18 November 2020 | 31 May 2021 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 18 November 2020 | 31 May 2021 |