SFC Licences of DU Ke 杜克
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 November 2020 | 23 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 November 2020 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 03 November 2020 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 03 November 2020 |