SFC Licences of ZHAO Yuan 趙圓
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nan Fung Trinity (HK) Limited | RE | 9 | 04 March 2024 | |
| Nan Fung Trinity (HK) Limited | RE | 4 | 04 March 2024 | |
| Nan Fung Trinity (HK) Limited | RE | 1 | 04 March 2024 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 December 2021 | 01 September 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 24 November 2021 | 01 September 2023 |
| UBS Securities Hong Kong Limited | RE | 6 | 11 December 2020 | 17 September 2021 |