SFC Licences of TAO Shengyu 陶圣禹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 13 December 2021 | 25 October 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 10 November 2020 | 15 June 2021 |