SFC Licences of SHI Haochen 施昊晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 5 | 21 October 2022 | |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 | RE | 4 | 30 September 2022 | |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 4 | 03 December 2021 | 04 September 2022 |
| Central China International Securities Co., Limited 中州國際證券有限公司 | RE | 1 | 03 December 2021 | 04 September 2022 |
| BaoQiao Partners Capital Limited 寶橋融資有限公司 | RE | 6 | 29 October 2021 | 03 November 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 1 | 23 November 2020 | 30 September 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 9 | 23 November 2020 | 30 September 2021 |
| JMC Capital HK Limited 富喬鑫資本(香港)有限公司 | RE | 4 | 23 November 2020 | 30 September 2021 |