SFC Licences of NG Tsun Ho 吳浚浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 28 October 2021 | 20 October 2023 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 28 October 2021 | 20 October 2023 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 16 November 2020 | 15 October 2021 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 16 November 2020 | 15 October 2021 |