SFC Licences of XIONG Ye 熊曄
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 29 September 2022 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 26 September 2022 | |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 September 2022 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 30 November 2020 | 08 July 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 30 November 2020 | 08 July 2022 |