SFC Licences of XIONG Ye 熊曄

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 29 September 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 26 September 2022
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 26 September 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 30 November 2020 08 July 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 30 November 2020 08 July 2022