SFC Licences of MACEY Maxwell Nathan
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 January 2022 | 01 April 2022 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 1 | 11 January 2022 | 01 April 2022 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 11 January 2022 | 01 April 2022 |
| Merrill Lynch Far East Limited | RE | 2 | 04 January 2021 | 15 September 2021 |
| Merrill Lynch Far East Limited | RE | 1 | 04 January 2021 | 15 September 2021 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 04 January 2021 | 15 September 2021 |