SFC Licences of CAI Yihan 蔡依含
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 April 2022 | 06 April 2023 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 22 April 2022 | 06 April 2023 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RO | 6 | 30 August 2021 | 10 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RO | 1 | 30 August 2021 | 10 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 4 | 16 December 2020 | 10 February 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 16 December 2020 | 30 August 2021 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 16 December 2020 | 30 August 2021 |