SFC Licences of WONG Pang Chak 王澎澤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 08 September 2023 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 08 September 2023 | |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 1 | 28 August 2023 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 17 December 2021 | 20 July 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 December 2021 | 20 July 2023 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 02 July 2021 | 20 July 2023 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 22 June 2021 | 20 July 2023 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 24 December 2020 | 01 June 2021 |
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 24 December 2020 | 01 June 2021 |