SFC Licences of CAI Linfeng 蔡林峰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 4 | 15 February 2023 | 12 April 2023 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 | RE | 1 | 15 February 2023 | 12 April 2023 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 16 December 2020 | 12 August 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 16 December 2020 | 12 August 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 16 December 2020 | 12 August 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 16 December 2020 | 12 August 2022 |