SFC Licences of WU Chen 吳晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 01 June 2022 | 18 January 2023 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 4 | 01 June 2022 | 18 January 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 6 | 01 June 2022 | 18 January 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 1 | 01 June 2022 | 18 January 2023 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 9 | 01 June 2022 | 01 June 2022 |
| CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RE | 4 | 01 June 2022 | 01 June 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 01 June 2022 | 01 June 2022 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 01 June 2022 | 01 June 2022 |