SFC Licences of LAU Chung Hei 劉仲熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 07 March 2024 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 07 March 2024 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 07 March 2024 | |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 9 | 07 December 2022 | 02 December 2023 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 4 | 07 December 2022 | 02 December 2023 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 | RE | 1 | 07 December 2022 | 02 December 2023 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 9 | 05 May 2021 | 02 December 2023 |
| Mason Futures Limited 茂宸期貨有限公司 | RE | 2 | 26 January 2021 | 02 December 2023 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 4 | 26 January 2021 | 02 December 2023 |
| Mason Securities Limited 茂宸證券有限公司 | RE | 1 | 26 January 2021 | 02 December 2023 |