SFC Licences of HO Pak Yim 何栢焰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 07 September 2023 | 16 February 2024 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 07 September 2023 | 16 February 2024 |
| HGNH International Securities Co., Limited 橫華國際証券有限公司 | RE | 1 | 20 June 2022 | 01 July 2023 |
| HGNH International Futures Co., Limited 橫華國際期貨有限公司 | RE | 2 | 20 June 2022 | 01 July 2023 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 10 May 2021 | 13 May 2022 |
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 12 January 2021 | 13 May 2022 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 12 January 2021 | 13 May 2022 |