SFC Licences of LI Gengshuo 李耕碩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 4 30 March 2023
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 RE 1 30 March 2023
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RE 9 06 September 2021 12 August 2022
Smart Grandly Asset Management Limited 冠力資產管理有限公司 RE 4 06 September 2021 12 August 2022
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 01 March 2021 12 August 2022
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 01 March 2021 12 August 2022