SFC Licences of LI Gengshuo 李耕碩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 4 | 30 March 2023 | |
Cathay Securities (Hong Kong) Limited 國泰證券(香港)有限公司 | RE | 1 | 30 March 2023 | |
Smart Grandly Asset Management Limited 冠力資產管理有限公司 | RE | 9 | 06 September 2021 | 12 August 2022 |
Smart Grandly Asset Management Limited 冠力資產管理有限公司 | RE | 4 | 06 September 2021 | 12 August 2022 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 01 March 2021 | 12 August 2022 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 01 March 2021 | 12 August 2022 |