SFC Licences of QIU Zhiqian 邱志千
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CLSA Limited 中信里昂證券有限公司 |
RO | 1, 4 | 23 August 2021 | |
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RO | 4, 6 | 23 August 2021 | |
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司 |
RE | 4, 6 | 27 May 2021 | 23 August 2021 |
CLSA Limited 中信里昂證券有限公司 |
RE | 1, 4 | 27 May 2021 | 23 August 2021 |