SFC Licences of QIU Zhiqian 邱志千

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Limited 中信里昂證券有限公司
RO 1, 4 23 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RO 4, 6 23 August 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 27 May 2021 23 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1, 4 27 May 2021 23 August 2021