SFC Licences of LI Lin 李琳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China PA Securities (Hong Kong) Company Limited 平證證券(香港)有限公司 | RE | 1 | 07 February 2023 | |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 | RE | 6 | 07 February 2023 | |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 08 June 2022 | 20 December 2022 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 16 December 2021 | 20 December 2022 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 | RE | 1 | 16 December 2021 | 08 June 2022 |
| Shanxi Securities International Limited 山證國際證券有限公司 | RE | 1 | 19 January 2021 | 07 November 2021 |
| Shanxi Securities International Capital Limited 山證國際融資有限公司 | RE | 6 | 19 January 2021 | 07 November 2021 |