SFC Licences of CAO Chen 曹辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | RE | 9 | 19 October 2023 | |
| LGT Investment Management (Asia) Limited | RE | 4 | 19 October 2023 | |
| LGT Investment Management (Asia) Limited | RE | 1 | 19 October 2023 | |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 20 January 2021 | 11 August 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 20 January 2021 | 11 August 2023 |