SFC Licences of DUAN Yichun 段詒純
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 09 December 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 09 December 2022 | |
| UBS Securities Asia Limited | RE | 2 | 09 December 2022 | |
| UBS Securities Asia Limited | RE | 1 | 09 December 2022 | |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 | RE | 2 | 19 January 2021 | 02 August 2022 |