SFC Licences of LIU Duan 劉端
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 21 May 2021 | 22 January 2024 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 21 May 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 22 January 2021 | 09 April 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 22 January 2021 | 09 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 22 January 2021 | 09 April 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 22 January 2021 | 09 April 2021 |