SFC Licences of TAN Zhiyi 譚芷宜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 04 March 2024 | |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 04 March 2024 | |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 01 March 2023 | 31 May 2023 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 01 March 2023 | 31 May 2023 |
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 05 February 2021 | 23 June 2021 |
| TFI Capital Limited 天風國際資本市場有限公司 | RE | 6 | 05 February 2021 | 23 June 2021 |