SFC Licences of LO Maverick Ho Yeung 羅浩洋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 09 October 2023 | |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 08 March 2022 | 01 September 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 08 March 2022 | 01 September 2023 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 08 March 2022 | 01 September 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 08 February 2021 | 17 February 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 08 February 2021 | 17 February 2022 |