SFC Licences of SHANG Di 尚迪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 18 July 2022 | 31 October 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 July 2022 | 31 October 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 11 February 2021 | 23 June 2022 |