SFC Licences of CHEN Kun 陳坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 08 May 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 08 May 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 08 May 2023 | |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 2 | 11 November 2022 | 12 April 2023 |
Grandly Financial Services Limited 冠力金融服務有限公司 | RE | 1 | 11 November 2022 | 12 April 2023 |
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 | RE | 2 | 09 March 2021 | 31 August 2021 |