SFC Licences of CHEN Kun 陳坤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 4 08 May 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 08 May 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 08 May 2023
Grandly Financial Services Limited 冠力金融服務有限公司 RE 2 11 November 2022 12 April 2023
Grandly Financial Services Limited 冠力金融服務有限公司 RE 1 11 November 2022 12 April 2023
Xin Hua Securities (Hong Kong) Limited 新華證券(香港)有限公司 RE 2 09 March 2021 31 August 2021