SFC Licences of HU An 胡桉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 6 | 12 January 2022 | |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 12 January 2022 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 08 March 2021 | 06 December 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 08 March 2021 | 06 December 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 08 March 2021 | 06 December 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 08 March 2021 | 16 July 2021 |