SFC Licences of HU An 胡桉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司
RE 1, 6 12 January 2022
CLSA Limited 中信里昂證券有限公司
RE 1 08 March 2021 06 December 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 08 March 2021 06 December 2021
CLSA Limited 中信里昂證券有限公司
RE 4 08 March 2021 16 July 2021