SFC Licences of CHEN Si
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 05 July 2022 | |
| UBS Securities Hong Kong Limited | RE | 1 | 05 July 2022 | |
| UBS Securities Asia Limited | RE | 2 | 05 July 2022 | |
| UBS Securities Asia Limited | RE | 1 | 05 July 2022 | |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 16 March 2021 | 25 February 2022 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 16 March 2021 | 25 February 2022 |