SFC Licences of LIU Zhe 刘哲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 25 April 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 25 April 2023 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 April 2023 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 12 March 2021 | 31 March 2021 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 March 2021 | 31 March 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 12 March 2021 | 31 March 2021 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 12 March 2021 | 31 March 2021 |