SFC Licences of PAN Qiaochu 潘翹楚

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCI Securities Limited 中銀國際證券有限公司 RE 4 21 February 2024
BOCI Securities Limited 中銀國際證券有限公司 RE 2 19 July 2023
BOCI Securities Limited 中銀國際證券有限公司 RE 1 19 July 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 2 04 May 2021 16 June 2023
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 RE 1 17 March 2021 16 June 2023