SFC Licences of PAN Qiaochu 潘翹楚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 21 February 2024 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 19 July 2023 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 19 July 2023 | |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 2 | 04 May 2021 | 16 June 2023 |
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 1 | 17 March 2021 | 16 June 2023 |