SFC Licences of TSAO Ching Tsung 曹清宗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RO	1	13 October 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	4	01 August 2022	23 February 2024
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RO	9	01 August 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RO	4	01 August 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RO	9	01 August 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RE	1	23 March 2022	13 October 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RE	9	23 March 2022	01 August 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司	RE	4	23 March 2022	01 August 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	9	23 March 2022	01 August 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	4	23 March 2022	01 August 2022
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司	RE	1	23 March 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司	RE	9	24 March 2021	09 February 2022
CMBC Asset Management Company Limited 民銀資產管理有限公司	RE	4	24 March 2021	09 February 2022
CMBC Securities Company Limited 民銀證券有限公司	RE	1	24 March 2021	09 February 2022