SFC Licences of CHEN Chen 陳晨
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 | RE | 9 | 26 June 2023 | |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 | RE | 4 | 06 June 2022 | |
| SunRiver International Securities Group Limited 淞港國際證券集團有限公司 | RE | 1 | 06 June 2022 | |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 30 December 2021 | 02 April 2022 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 05 November 2021 | 02 April 2022 |
| Pureheart Capital Asia Limited 赤子之心資本亞洲有限公司 | RE | 1 | 22 March 2021 | 23 August 2021 |