SFC Licences of OR Yick Yi Hydon 柯奕而
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 01 November 2022 | |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 01 November 2022 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 5 | 27 September 2022 | |
| Emperor Futures Limited 英皇期貨有限公司 | RE | 2 | 27 September 2022 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 10 June 2022 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 10 June 2022 | |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 6 | 09 June 2021 | 27 January 2022 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 | RE | 1 | 09 June 2021 | 27 January 2022 |