SFC Licences of KE Yanqing 柯焱卿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 4 18 July 2022 31 August 2023
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 18 July 2022 31 August 2023
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 03 May 2021 30 June 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 03 May 2021 30 June 2022