SFC Licences of CHUI Oi Ming 崔藹明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 14 June 2023 | |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 14 June 2023 | |
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 09 August 2022 | 08 May 2023 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 04 March 2022 | 08 May 2023 |
United Securities Limited 團結證券有限公司 | RE | 1 | 12 May 2021 | 03 February 2022 |
United Securities Limited 團結證券有限公司 | RE | 4 | 12 May 2021 | 03 February 2022 |