SFC Licences of WANG Rui 王銳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 10 December 2021 | |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 10 December 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 10 December 2021 | |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 17 May 2021 | 15 October 2021 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 17 May 2021 | 15 October 2021 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 17 May 2021 | 15 October 2021 |
Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 17 May 2021 | 15 October 2021 |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 17 May 2021 | 15 October 2021 |
Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 17 May 2021 | 15 October 2021 |