SFC Licences of CAI Qifang 蔡企放
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SMBC Capital Markets (Asia) Limited | RE | 2 | 07 December 2023 | |
| SMBC Capital Markets (Asia) Limited | RE | 1 | 07 December 2023 | |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 May 2021 | 10 November 2023 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 04 May 2021 | 10 November 2023 |