SFC Licences of HAN Yuxin 韓禹歆
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RO | 1 | 10 January 2024 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 25 August 2023 | 10 January 2024 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 03 May 2021 | 06 July 2022 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 03 May 2021 | 06 July 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 03 May 2021 | 06 July 2022 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 May 2021 | 27 July 2021 |