SFC Licences of YANG Huai Wei 楊懷瑋
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Fitch (Hong Kong) Limited 惠譽國際評級有限公司 | RE | 10 | 06 February 2024 | |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 6 | 19 July 2021 | 01 November 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 1 | 19 July 2021 | 01 November 2023 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 19 July 2021 | 01 November 2023 |
| Natixis Asia Limited | RE | 4 | 18 May 2021 | 25 June 2021 |
| Natixis Asia Limited | RE | 1 | 18 May 2021 | 25 June 2021 |