SFC Licences of LO Tsz Ying Joey 盧芷盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 9 | 19 December 2022 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 5 | 19 December 2022 | |
| Haitong International Asset Management (HK) Limited 海通國際資產管理(香港)有限公司 | RE | 4 | 19 December 2022 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 9 | 19 December 2022 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 4 | 19 December 2022 | |
| Haitong International Investment Managers Limited 海通國際投資經理有限公司 | RE | 1 | 14 October 2022 | |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 26 May 2021 | 01 October 2022 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 26 May 2021 | 01 October 2022 |