SFC Licences of YANG Tao 楊濤

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 9 07 December 2022 31 January 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 4 07 December 2022 31 January 2023
Harris Fraser (International) Limited 晉裕環球資產管理有限公司 RE 1 07 December 2022 31 January 2023
Mason Futures Limited 茂宸期貨有限公司 RE 2 17 May 2022 31 January 2023
Mason Investment Management Limited 茂宸投資管理有限公司 RE 9 08 June 2021 31 January 2023
Mason Investment Management Limited 茂宸投資管理有限公司 RE 4 08 June 2021 31 January 2023
Mason Investment Management Limited 茂宸投資管理有限公司 RE 1 08 June 2021 31 January 2023
Mason Securities Limited 茂宸證券有限公司 RE 9 08 June 2021 31 January 2023
Mason Securities Limited 茂宸證券有限公司 RE 4 08 June 2021 31 January 2023
Mason Securities Limited 茂宸證券有限公司 RE 1 08 June 2021 31 January 2023