SFC Licences of LIU Baoshan 劉保山
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 4 | 13 November 2023 | |
| Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司 | RE | 1 | 13 November 2023 | |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 9 | 30 November 2022 | 27 April 2023 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 4 | 30 November 2022 | 27 April 2023 |
| China Asset Management (Hong Kong) Limited 華夏基金(香港)有限公司 | RE | 1 | 30 November 2022 | 27 April 2023 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 1 | 15 June 2021 | 11 November 2022 |
| CMBC Securities Company Limited 民銀證券有限公司 | RE | 4 | 15 June 2021 | 11 November 2022 |