SFC Licences of ZHAO Yun 趙昀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 28 September 2023 | |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 September 2023 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 28 September 2023 | |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 16 June 2021 | 21 August 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 16 June 2021 | 21 August 2023 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 16 June 2021 | 21 August 2023 |