SFC Licences of ZHAO Yun 趙昀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司 RE 4 28 September 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 1 28 September 2023
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 28 September 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 16 June 2021 21 August 2023
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 RE 2 16 June 2021 21 August 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 4 16 June 2021 21 August 2023