SFC Licences of SHI Yan 石 彥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 RE 6 14 December 2023
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 6 09 June 2021 26 December 2022
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 RE 1 09 June 2021 26 December 2022