SFC Licences of SHI Yan 石 彥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RE | 6 | 14 December 2023 | |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 6 | 09 June 2021 | 26 December 2022 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 09 June 2021 | 26 December 2022 |