SFC Licences of LIN Yue 林玥

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 4 11 June 2021 23 December 2022
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 11 June 2021 23 December 2022
CLSA Limited 中信里昂證券有限公司 RE 1 11 June 2021 23 December 2022
CLSA Limited 中信里昂證券有限公司 RE 4 11 June 2021 13 December 2021