SFC Licences of WU Zhelun 吳哲倫
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Gateway Capital (Hong Kong) Limited | RE | 9 | 16 November 2023 | 13 March 2024 |
Gateway Capital (Hong Kong) Limited | RE | 4 | 16 November 2023 | 13 March 2024 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 9 | 30 November 2021 | 16 May 2023 |
CITIC Securities CLSA Capital Partners (HK) Limited 中信里昂資本(香港)有限公司 | RE | 4 | 11 June 2021 | 16 May 2023 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 June 2021 | 16 May 2023 |