SFC Licences of WALKER Benjamin Jonathan James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Morgan Stanley Hong Kong Securities Limited | RO | 7 | 16 March 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 2 | 16 March 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RO | 1 | 16 March 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 5 | 16 March 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 4 | 16 March 2022 | |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 16 March 2022 | |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 16 August 2021 | 16 March 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 5 | 16 August 2021 | 16 March 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 16 August 2021 | 16 March 2022 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 August 2021 | 16 March 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 16 August 2021 | 16 March 2022 |
| Morgan Stanley Hong Kong Securities Limited | RE | 7 | 16 August 2021 | 16 March 2022 |