SFC Licences of LI Shaojin 李少金

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
BOCOM International Securities Limited 交銀國際證券有限公司 RE 4 08 August 2023
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 4 30 July 2021 14 July 2023