SFC Licences of LI Luming 李鹿鳴

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Capital Limited 招銀國際融資有限公司 RE 6 20 March 2023
CMB International Capital Limited 招銀國際融資有限公司 RE 1 20 March 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 4 25 August 2022 20 March 2023
CMB International Securities Limited 招銀國際證券有限公司 RE 4 15 July 2021 20 March 2023
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 15 July 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 1 15 July 2021