SFC Licences of LI Luming 李鹿鳴
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 20 March 2023 | |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 20 March 2023 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 25 August 2022 | 20 March 2023 |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 15 July 2021 | 20 March 2023 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 15 July 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 15 July 2021 |